Financial Services and Markets Authority

Results: 490



#Item
91Finance / Financial system / United States Securities and Exchange Commission / Self-regulatory organizations / Financial services / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Broker-dealer / Financial economics / United States securities law / Financial markets

CLIENT MEMORANDUM SEC Proposes the First of Several Anticipated Reforms to Address Equity Markets Issues April 2, 2015

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Source URL: www.willkie.com

Language: English - Date: 2015-04-03 14:27:07
92Financial markets / Late-2000s financial crisis / Financial services / European Union / Markets in Financial Instruments Directive / Financial Supervisory Authority / Securities market / Dodd–Frank Wall Street Reform and Consumer Protection Act / Security / Economics / Financial economics / Finance

FINANSINSPEKTIONEN Supervision of the securities market 12 MARCH 2015 12 march 2015

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Source URL: www.fi.se

Language: English - Date: 2015-03-26 09:27:34
93Bonds / Financial regulation / Financial crises / Bond markets in Asia / International Organization of Securities Commissions / Hong Kong Monetary Authority / Bond market / Late-2000s financial crisis / Securities Industry and Financial Markets Association / Financial economics / Economics / Finance

Speech Speech by SFST at ASIFMA Annual Conference[removed]English only) Wednesday, November 20, 2013 Following is the speech by the Secretary for Financial Services and the Treasury, Professor K C Chan, "Financial Markets

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Source URL: www.fstb.gov.hk

Language: English - Date: 2013-12-11 09:35:04
94Hong Kong Government / Financial markets / Securities and Futures Commission / Financial Services and the Treasury Bureau / Government Secretariat / Hong Kong Exchanges and Clearing / Capital market / Hong Kong Monetary Authority / Hong Kong / Economy of Hong Kong / Government of Hong Kong / Government

For discussion on 11 February 2004 EC[removed]ITEM FOR ESTABLISHMENT SUBCOMMITTEE

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Source URL: www.legco.gov.hk

Language: English - Date: 2004-05-04 00:05:00
95Sukuk / Basel II / Hong Kong Monetary Authority / Hong Kong / Shanghai Stock Exchange / Renminbi / Finance / Bank of China / Dubai International Financial Centre / Economy of Asia / Asia / Islamic banking

Keynote Speech by Miss Salina Yan, Deputy Secretary for the Financial Services and the Treasury at EY Banking Capital Markets Symposium on 31 October 2014 “Performing in the face of change – regulation without borde

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Source URL: www.fstb.gov.hk

Language: English - Date: 2014-11-02 21:27:43
96Financial economics / Financial services / Deutsche Bank / Foreign exchange market / Federal Financial Supervisory Authority / UBS / Investment / Investment banks / Primary dealers

Deutsche Bank Corporate Banking & Securities Corporate Treasury Transparent FX management for Corporates ACT offers transparency, efficiency and easy access to FX markets around the globe. Based

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Source URL: autobahn.db.com

Language: English - Date: 2015-02-11 06:42:19
97Financial risk / Financial services / Financial markets / Hong Kong Monetary Authority / Investment management / Portfolio / Market liquidity / Hong Kong dollar / Liquidity risk / Financial economics / Finance / Investment

Investment management of the Exchange Fund Investment management of the Exchange Fund The HKMA manages the Exchange Fund on behalf of the people of Hong Kong and according to the statutory purposes of the Fund. The prim

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Source URL: www.hkma.gov.hk

Language: English - Date: 2011-08-10 07:56:11
98Marketing / Economy of the United Kingdom / Financial Services Authority / Hire purchase / Seychelles / Financial services / Credit / Capital market / Financial markets / Business / Economics

FSA Mission: To safeguard the interest of the Seychelles non-bank financial services sector, through the establishment of a sound and ethical regulatory environment. Financial Services Authority Newsletter 1st Edition, J

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Source URL: www.fsaseychelles.sc

Language: English - Date: 2015-02-05 10:56:20
99Financial economics / Financial adviser / Securities regulation in the United States / Financial Markets Authority / Financial regulation / Economics / Federal Financial Supervisory Authority / Dodd–Frank Wall Street Reform and Consumer Protection Act / Government / Securities Commission of New Zealand / Securities Commission

Microsoft PowerPoint - 5438009_NZ Financial Services Regulation [Compatibility Mode]

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Source URL: www.afma.com.au

Language: English - Date: 2014-02-11 22:34:13
100Government / Markets in Financial Instruments Directive / Law / Esma / European Insurance and Occupational Pensions Authority / European Securities and Markets Authority / Best execution / Essential Services Maintenance Act / Comisión Nacional del Mercado de Valores / Financial regulation / European Union / Financial markets

Date: 25 February 2015 ESMA[removed]PRESS RELEASE ESMA publishes review on best execution supervisory practices under MiFID The European Securities and Markets Authority (ESMA) has conducted a peer review on

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Source URL: www.esma.europa.eu

Language: English - Date: 2015-03-08 12:26:13
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